Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
The Exchange proposes to permit options on the Cboe Magnificent 10 Index to be P.M.-settled with daily, monthly, quarterly, and third Friday-of-the-month expirations.
The Exchange proposes to codify that certain disruptive order and quote entry and trading activity is prohibited by Exchange Rules as being inconsistent with just and equitable principles of trade.
The Exchange proposes to amend Rule 5.34(c) with respect to its Risk Monitor Mechanism, to provide Users with additional flexibility in establishing how their trading activity counts towards certain risk parameters.
The Exchange proposes to amend its Fee Schedule to reflect adjustments to the Financial Industry Regulatory Authority, Inc. Annual System Processing Fee Assessed only during Renewals and Continuing Education Fee.
