Listed March 30, 2026
Investment Objective - The Sterling Capital Ultra Short Bond ETF is an actively-managed ETF that seeks to provide current income and a competitive total return.
Philosophy - In managing the portfolio, the portfolio management team uses a top-down investment management approach focusing on allocation among sectors, credit risk, and individual securities selection. The team focuses on macro trends in the economy to establish a duration target that reflects the outlook for the future direction of interest rates. For yield curve management, in addition to the trend in interest rates, other factors such as future inflation expectations, supply factors, and future interest rate expectations are considered. Sector weightings are driven by a combination of the team's macro view on interest rates and volatility as well as relative spread analysis. Utilizing fundamental analysis, the team then selects individual securities consistent with the target by looking for the best relative values within particular sectors.
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Sterling Capital Management LLC (SCM), founded in 1970, is an indirect, wholly-owned subsidiary of Guardian Capital Group Limited. Headquartered in Charlotte, SCM provides investment advisory services through mutual funds, separately managed accounts, model portfolios, and other commingled vehicles offered through a variety of intermediary and managed account platforms. SCM’s five distinct investment teams provide a full complement of fixed income, active equity, and multi-asset solutions.
SCM, an indirect, wholly-owned subsidiary of Guardian Capital Group Limited, serves as investment adviser to the Sterling Capital Active ETFs and is paid a fee for its services. The Sterling Capital Active ETFs are distributed by Northern Lights Distributors, LLC, member FINRA/SIPC.