Cboe Futures Exchanges Disciplinary Actions

CFE-DD-2015-0019: December 14, 2015; CFE 15-0019 Barclays Capital Inc.
CFE-DD-2015-0017: December 14, 2015; CFE 15-0017 Sun Trading LLC
CFE-DD-2015-0016: November 17, 2015; CFE 15-0016 ABN AMRO Clearing Bank NV
CFE-DD-2015-0014: November 17, 2015; CFE 15-0014 Susquehanna Investment Group
CFE-DD-2015-0005: October 21, 2015; CFE 15-0005 Banque DeGroof Petercam SA and Banque DeGroof Luxembourg SA
CFE-DD-2015-0010: October 21, 2015; CFE 15-0010 Caceis Bank France
CFE-DD-2015-0009: September 30, 2015; CFE 15-0009 GF Futures (Hong Kong) Co. Ltd.
CFE-DD-2015-0008: September 30, 2015; CFE 15-0008 Daishin Securities Co LTD
CFE-DD-2015-0015: September 30, 2015; CFE 15-0015 Banque Lombard Odier & Cie Sa
CFE-DD-2015-0007: September 30, 2015; CFE 15-0007 RBS Securities Inc. and RBS PLC
CFE-DD-2015-0011: September 30, 2015; CFE 15-0011 Credit Suisse AG
CFE-DD-2015-0004: August 26, 2015; CFE 15-0004 Eagle Seven LLC,
CFE-DD-2015-0006: August 26, 2015; CFE 15-0006 Banco Santander SA
CFE-DD-2015-0013: August 26, 2015; CFE 15-0013 Macquarie Bank Ltd.
CFE-DD-2015-00132: August 26, 2015; CFE 15-0013 Phillip Futures PTE Ltd.
CFE-DD-2015-0012: August 26, 2015; CFE 15-0012 Raiffeisen Bank International AG
CFE-DD-2015-0002: April 22, 2015; CFE 15-0002 JP Morgan Securities, LLC
CFE-DD-2015-0001: March 25, 2015; CFE 15-0001 SG Americas Securities, LLC
CFE-DD-2015-0007-a: January 27, 2015; CFE 14-0007 National Bank Financial Inc.