Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CBOE-2026-044
April 27, 2026
The Exchange proposes to amend its rules to permit the listing of A.M.-settled options on the S&P 500 Index (“SPX” or “SPX options”) that expire (1) on any Monday, Tuesday, Wednesday, Thursday, or Friday (other than the third Friday-of-the-month or days that coincide with an end-of-month expiration) and (2) the last trading day of the month.
SR-CBOE-2026-035
April 9, 2026
The Exchange proposes to amend Rule 4.21 (Series of FLEX Options).
SR-CBOE-2026-032
April 2, 2026
The Exchange proposes to amend rules to permit binary options on all indexes (i.e., narrow-based indexes in addition to broad-based indexes) and update binary option position limit rules to apply on an expiration basis.
SR-CBOE-2026-024
March 9, 2026
The Exchange proposes to amend certain of its rules regarding complex orders and complex order auctions to accommodate stop-limit complex orders and establish Stop Complex Order Auctions (“SCOA”) as a new type of auction mechanism.
SR-CBOE-2026-020 Amendment No. 1
April 1, 2026
The Exchange proposes an amendment to SR-CBOE-2026-020.
SR-CBOE-2026-020
February 23, 2026
The Exchange proposes to amend Rules 4.3 and 4.4 to establish listing criteria and withdrawal standards for options on Commodity-Based Trusts holding multiple crypto assets.
SR-CBOE-2026-016 Amendment No. 2
May 15, 2026
The Exchange proposes a second amendment to SR-CBOE-2026-016.
SR-CBOE-2026-016 Amendment No. 1
April 13, 2026
The Exchange proposes an amendment to SR-CBOE-2026-016.
SR-CBOE-2026-016
January 30, 2026
The Exchange proposes to amend rules relating to Designated Primary Market-Makers (“DPMs”) and DPM Appointments in Global Trading Hours and Curb Sessions.
SR-CBOE-2026-008
January 20, 2026
The Exchange proposes to codify that certain disruptive order and quote entry and trading activity is prohibited by Exchange Rules as being inconsistent with just and equitable principles of trade.
SR-CBOE-2026-005 Amendment No. 3
March 6, 2026
The Exchange proposes a third amendment to SR-CBOE-2026-005.
SR-CBOE-2026-005 Amendment No. 1
February 19, 2026
The Exchange proposes an amendment to SR-CBOE-2026-005.
SR-CBOE-2026-005
January 8, 2026
The Exchange proposes to list P.M.-settled DJX options with daily, weekly, monthly, and quarterly expirations.
SR-CBOE-2026-004
January 5, 2026
The Exchange proposes to amend its Rules to permit orders comprised of options and futures legs (“future-option orders”).
SR-CBOE-2025-079 Amendment No. 1
April 2, 2026
The Exchange proposes an amendment to SR-CBOE-2025-079.
SR-CBOE-2025-079
September 30, 2025
The Exchange proposes to amend Rule 5.1(c) (Global Trading Hours) to allow for trading of multi-listed equity options that meet certain eligibility criteria during Global Trading Hours (“GTH”) and to establish GTH sessions for designated multi-listed equity options as 7:30 a.m. ET to 9:25 a.m. ET and 4:00 p.m. ET to 4:15 p.m. ET or as permitted as a GTH session on another exchange.
SR-CBOE-2025-061
August 22, 2025
The Exchange proposes to amend Rules 5.37, 5.39, 5.73, and 5.74 to permit orders for the accounts of Market-Makers with an appointment in the applicable class on the Exchange, in all classes, to be solicited for the Initiating Order submitted for execution against an Agency Order into a simple AIM, simple SAM, FLEX AIM or FLEX SAM Auction.
SR-CBOE-2025-011 Amendment No. 1
June 3, 2025
The Exchange proposes an amendment to SR-CBOE-2025-011.
SR-CBOE-2025-011
February 26, 2025
The Exchange proposes to amend Rule 4.13 to allow for expiring non-Volatility A.M.-settled index options to trade until the exercise settlement value is determined on the expiration date.

Approved and Immediately Effective Rule Changes

SR-CBOE-2010-117
December 21, 2010
Proposal regarding Order Router Subsidy
SR-CBOE-2010-116
December 29, 2010
Proposal to amend the Fees Schedule
SR-CBOE-2010-115
December 14, 2010
Proposal regarding odd-lot orders on CBSX
SR-CBOE-2010-114
December 8, 2010
Proposal Regarding Hybrid Opening System
SR-CBOE-2010-113
December 8, 2010
Proposal Regarding CBSX Clearly Erroneous Policy
SR-CBOE-2010-112
December 8, 2010
Proposal Related to CBSX Procedures for Individual Stock Trading Pauses
SR-CBOE-2010-111
December 16, 2010
Withdrawn
SR-CBOE-2010-110
December 6, 2010
Proposal to amend the Fees Schedule
SR-CBOE-2010-109
December 2, 2010
Proposal Regarding Anti-Money Laundering Compliance Program
SR-CBOE-2010-108
December 1, 2010
Proposal to Amend Marketing Fee Program
SR-CBOE-2010-107
December 1, 2010
Proposal to amend the Fees Schedule
SR-CBOE-2010-106 Amendment No. 1
December 14, 2010
Proposal to Amend margin requirements for Credit Options
SR-CBOE-2010-106
December 1, 2010
Proposal to amend margin requirements for Credit Options
SR-CBOE-2010-105
November 30, 2010
Proposal to amend the Fees Schedule
SR-CBOE-2010-104
December 1, 2010
Proposal to Amend the Fees Schedule
SR-CBOE-2010-103
November 30, 2010
Proposal to Amend Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
SR-CBOE-2010-102
November 23, 2010
Proposal to amend Penny Pilot Program
SR-CBOE-2010-100
October 28, 2010
Proposal to Amend the Fees Schedule
SR-CBOE-2010-099
October 26, 2010
Proposal Related to Short Sale Order Handling
SR-CBOE-2010-098
October 25, 2010
Proposal Related to SPX Tier Appointments
SR-CBOE-2010-097
October 26, 2010
Proposal regarding the Pilot Program for Additional Expirations.
SR-CBOE-2010-096
October 18, 2010
Proposal to expand range of strike prices for VIX options
SR-CBOE-2010-095
October 25, 2010
Proposal Related to Hybrid 3.0 Series Trading on the Hybrid Trading System
SR-CBOE-2010-094
October 18, 2010
Proposal Related to the Hybrid Automatic Execution Feature
SR-CBOE-2010-093
October 15, 2010
Proposal regarding CBSX Transaction fee changes
SR-CBOE-2010-092
October 12, 2010
Proposal to expand $0.50 Strike Program
SR-CBOE-2010-090
September 29, 2010
Proposal to extend trading hours for CBSX
SR-CBOE-2010-089
September 22, 2010
Proposal which expands the stocks subject to the new CBSX "inverted" fee pricing
SR-CBOE-2010-088
September 21, 2010
Proposal to Add Dates to Rules for Two Pilot Programs
SR-CBOE-2010-087 Amendment No. 1
November 4, 2010
Proposal Related to CBSX Market-Maker Obligations
SR-CBOE-2010-087
September 17, 2010
Proposal Related to CBSX Market-Maker Obligations
SR-CBOE-2010-086
September 17, 2010
Proposes to adopt the application fees for CBSX
SR-CBOE-2010-085
September 16, 2010
Proposal to increase CQL in VIX
SR-CBOE-2010-084
September 10, 2010
Proposal Regarding Registration and Qualification Requirements for Trading Permit Holders and Associated Persons
SR-CBOE-2010-083
September 8, 2010
Proposal Related to Complex Order Book
SR-CBOE-2010-082
September 9, 2010
Proposal to Withdraw Regulatory Circular RG01-61 (Transactions Between Related Entities)
SR-CBOE-2010-081
September 3, 2010
Proposal to amend the Fees Schedule
SR-CBOE-2010-080 Amendment No. 1
September 9, 2010
Proposal to List Options on Leveraged ETNs
SR-CBOE-2010-080
August 31, 2010
Proposal to List Options on Leveraged ETNs
SR-CBOE-2010-079
August 31, 2010
Proposal regarding the CBSX Fee change
SR-CBOE-2010-078
August 30, 2010
Proposal to amend FLEX Trading Procedures
SR-CBOE-2010-077 Amendment No. 1
September 2, 2010
Proposes to allow twelve (12) expiration months for certain broad-based index options
SR-CBOE-2010-077
August 23, 2010
Proposes to allow twelve (12) expiration months for certain broad-based index options
SR-CBOE-2010-076
August 17, 2010
Proposed filing which adopts a routing fee for orders of 1000 contracts or larger
SR-CBOE-2010-075
August 12, 2010
Proposal to amend CBSX Fee Schedule
SR-CBOE-2010-074
August 10, 2010
Proposal regarding Contrary Exercise Advice ("CEA")
SR-CBOE-2010-073
August 3, 2010
Proposal to Amend Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees as They Apply to Tier Appointments and Bandwidth Packets
SR-CBOE-2010-072
July 30, 2010
Proposal to amend CBOE Fees Schedule
SR-CBOE-2010-071
July 30, 2010
Proposal to Amend Marketing Fee Program
SR-CBOE-2010-070
July 26, 2010
Proposal to Expand Penny Pilot Program
SR-CBOE-2010-069
July 20, 2010
Proposal to Amend CBOE Rule 17.50
SR-CBOE-2010-068
July 16, 2010
Proposal to amend CBOE Fees Schedule
SR-CBOE-2010-067
July 15, 2010
Proposal which extends for one year 2 pilot programs relating to CBOE's AIM system
SR-CBOE-2010-066
June 30, 2010
Proposal on Order Router Subsidy
SR-CBOE-2010-065
June 30, 2010
Proposal Related to CBSX Procedures for Individual Stock Trading Pauses
SR-CBOE-2010-064
June 30, 2010
Proposal to expand $1 Stike Program
SR-CBOE-2010-063 Amendment No. 1
June 29, 2010
Proposes to modify the CBSX fee schedule regarding QCT cross trades
SR-CBOE-2010-063
June 25, 2010
Proposes to modify the CBSX fee schedule regarding QCT cross trades
SR-CBOE-2010-062
July 15, 2010
Withdrawn
SR-CBOE-2010-061
June 21, 2010
Proposal to Delete Obsolete Rule (CBOE Rule 2.50)
SR-CBOE-2010-060
June 18, 2010
Proposes to establish the initial fees for post-demutualization Trading Permits, tier appointment and bandwidth packets
SR-CBOE-2010-059
June 18, 2010
Withdrawn
SR-CBOE-2010-058
June 18, 2010
Proposal to make conforming changes related to demutualization
SR-CBOE-2010-057
March 10, 2015
Withdrawn
SR-CBOE-2010-056
June 17, 2010
Proposal Regarding CBSX Clearly Erroneous Policy
SR-CBOE-2010-055
June 10, 2010
Proposal regarding CBOE Options Procedures Related to Individual Stock Trading Pauses
SR-CBOE-2010-054
June 9, 2010
Withdrawn
SR-CBOE-2010-053
May 27, 2010
Proposal to establish the appointment cost for VXX options
SR-CBOE-2010-052
May 27, 2010
Proposal regarding Cabinet Trades
SR-CBOE-2010-051
May 26, 2010
Proposal Related to PULSe Fees
SR-CBOE-2010-050
May 21, 2010
Proposal to amend CBOE Fees Schedule
SR-CBOE-2010-049
May 25, 2010
Proposal Related to Eligible Order Types
SR-CBOE-2010-048
May 19, 2010
Proposal to open Short Term Open Series on Thursdays
SR-CBOE-2010-047
May 18, 2010
Proposal Related to CBSX Procedures for Individual Stock Trading Pauses
SR-CBOE-2010-046
September 20, 2010
Proposal related to Credit Options
SR-CBOE-2010-045
May 14, 2010
Proposal to Establish a Post-Demutualization Trading Permit Application Fee
SR-CBOE-2010-044
January 10, 2011
Withdrawn
SR-CBOE-2010-043
May 10, 2010
Proposal to list and trade options on the Sprott Physical Gold Trust
SR-CBOE-2010-042
May 5, 2010
Proposed Rule Filing Regarding Suspension of Seat Market
SR-CBOE-2010-041
May 21, 2010
Withdrawn
SR-CBOE-2010-040
April 29, 2010
Proposal regarding Expansion of Penny Pilot Program
SR-CBOE-2010-039
April 27, 2010
Proposal on the S&P Annual Dividend Index options
SR-CBOE-2010-038 Amendment No. 1
May 6, 2010
Proposal Related to Hybrid Matching Algorithms
SR-CBOE-2010-038
April 22, 2010
Proposal Related to Hybrid Matching Algorithms
SR-CBOE-2010-037
April 27, 2010
Withdrawn
SR-CBOE-2010-036
April 13, 2010
Proposal to Permit $1 Strikes for Options Trust Issued Receipts (TIRs)
SR-CBOE-2010-035
April 9, 2010
Proposes to amend CBOE Rules 9.11, 9.18 and 9.21 to Correspond and Harmonize with Rules of the Financial Industry Regulatory Authority, Inc.
SR-CBOE-2010-034
March 29, 2010
Proposal Regarding Temporary Membership and Interim Trading Permit Access Fees Effective April 1, 2010
SR-CBOE-2010-033 Amendment No. 2
April 14, 2010
Proposal to Amend the Fees Schedule
SR-CBOE-2010-033 Amendment 1...
April 14, 2010
Withdrawn
SR-CBOE-2010-033
March 26, 2010
Proposal to amend the Fees Schedule
SR-CBOE-2010-032
April 5, 2010
Proposal regarding Customer-to-Customer Immediate Cross Orders
SR-CBOE-2010-031
March 29, 2010
Proposal regarding Rule 6.8C
SR-CBOE-2010-030
March 26, 2010
Proposal advising that the Delta-Based Hedge Exemption is not currently available to customers
SR-CBOE-2010-029
March 16, 2010
Proposal which eliminates outdated references in the CBOE Fees Schedule
SR-CBOE-2010-028
March 8, 2010
Proposal regarding Market-Maker Joint Accounts
SR-CBOE-2010-027
March 4, 2010
Proposal regarding CBOE non-option rules
SR-CBOE-2010-026
March 1, 2010
Proposal regarding FLEX Options
SR-CBOE-2010-025
March 1, 2010
Proposal to amend the Fees Schedule
SR-CBOE-2010-024
February 26, 2010
Proposal Regarding Temporary Membership and Interim Trading Permit Access Fees Effective March 1, 2010
SR-CBOE-2010-023
February 26, 2010
Proposes to modify the CBSX fee schedule
SR-CBOE-2010-022 Amendment No. 1
March 9, 2010
Proposal regarding New Linkage Fees
SR-CBOE-2010-022
February 26, 2010
Proposal regarding New Linkage Fees
SR-CBOE-2010-021 Amendment No. 1
May 19, 2010
Proposal regarding Correlated Instrument Delta Hedge Exemption
SR-CBOE-2010-021
March 19, 2010
Proposal regarding Correlated Instrument Delta Hedge Exemption
SR-CBOE-2010-020
February 23, 2010
Proposes to amend the Fees Schedule
SR-CBOE-2010-019
February 18, 2010
Proposal Related to Multi-Class Broad-Based Index Option Spreads
SR-CBOE-2010-018 Amendment No. 1
March 22, 2010
Proposal to list and trade GVZ options
SR-CBOE-2010-018
March 17, 2010
Proposal to list and trade GVZ options
SR-CBOE-2010-017
February 12, 2010
Proposes to amend the CBSX fee schedule
SR-CBOE-2010-016
February 12, 2010
Proposes to make an administrative correction to the numbering of Rule 6.53
SR-CBOE-2010-015
February 8, 2010
Proposal to List and Trade Options on the ETFS Palladium Trust and the ETFS Platinum Trust
SR-CBOE-2010-014
February 3, 2010
Proposed Rule Filing Regarding Settlement Payment Obligation
SR-CBOE-2010-013
February 3, 2010
Proposal to amend the CBOE and CBSX Fees Schedule
SR-CBOE-2010-012
February 2, 2010
Proposal regarding DPM and e-DPM Membership Ownership Requirement
SR-CBOE-2010-011
January 29, 2010
Proposal to amend the Fees Schedule
SR-CBOE-2010-010
January 29, 2010
Proposal Regarding Temporary Membership and Interim Trading Permit Access Fees Effective February 1, 2010
SR-CBOE-2010-009
February 3, 2010
Proposal regarding the Penny Pilot Expansion
SR-CBOE-2010-008
January 28, 2010
Proposal to amend the Fees Schedule
SR-CBOE-2010-007
January 27, 2010
Proposal to List and Trade Options on the ETFS Silver Trust and the ETFS Gold Trust
SR-CBOE-2010-006
January 28, 2010
Withdrawn
SR-CBOE-2010-005 Amendment No. 1
February 1, 2010
Proposal to establish trading hours and $1 strikes for ETN options
SR-CBOE-2010-005
January 27, 2010
Proposal to establish trading hours and $1 strikes for ETN options
SR-CBOE-2010-004
January 12, 2010
Proposal to extend CBSX hours of trading
SR-CBOE-2010-003
January 7, 2010
Proposal regarding the Temporary Waiver of Certain Fees
SR-CBOE-2010-002
January 6, 2010
Proposal to Permit Concurrent Listing of $3.50 and $4 Strikes for Classes in $0.50 and $1 Strike Programs
SR-CBOE-2010-001 Amendment No. 1
January 12, 2010
Proposal to amend the Fees Schedule
SR-CBOE-2010-001
January 4, 2010
Proposal to amend the Fees Schedule